SEC Form 4 · accession 0000899243-18-001644
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex R Lieblong
Director
Period of report
Jan 19, 2018
Accepted (ET)
Jan 23, 2018 · 12:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - RestrictedF1,F2,F3,F4,F5 | Jan 19, 2018 | A | 1,500 | $0.00 | A | 5,000 | D | |
| Common StockF2 | Nov 17, 2017 | G | 920 | $0.00 | D | 583,746 | D | |
| Common Stock | holding | — | — | — | 415,000 | I | By Key Colony Fund (hedge fund managing partner) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF6 | $2.46 | holding | — | — | — | — | — | Common Stock | 1,152 | 1,152 | D |
| Stock OptionF7 | $2.66 | holding | — | — | — | — | — | Common Stock | 2,851 | 2,851 | D |
Explanation of responses
- F1Restricted Stock granted on January 19, 2018 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
- F2The reporting person had 2,000 shares vest since the last filing.
- F3Restricted Stock granted on January 20, 2017 will "cliff" vest 100% three years from award date.
- F4Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- F5Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- F6The option is exercisable in five equal annual installments. The remaining option became exercisable on December 31, 2008 and expires on December 31, 2018.
- F7The option is exercisable in five equal annual installments. 40% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018. The last 20% of the remaining option became exercisable on December 31, 2009 and expires on December 31, 2019.