SEC Form 4 · accession 0000899243-18-001639
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Ashley
Director
Period of report
Jan 19, 2018
Accepted (ET)
Jan 23, 2018 · 9:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - RestrictedF1,F2,F3,F4,F5 | Jan 19, 2018 | A | 1,500 | $0.00 | A | 5,000 | D | |
| Common StockF2 | holding | — | — | — | 145,354 | D | ||
| Common Stock | holding | — | — | — | 1,789,236 | I | By RH Ashley Investments LLC | |
| Common StockF6 | holding | — | — | — | 7,754 | I | By Wife IRA | |
| Common Stock | holding | — | — | — | 25,670 | I | By Wife | |
| Common StockF7 | holding | — | — | — | 15,460 | I | By IRA | |
| Common Stock | holding | — | — | — | 1,088 | I | Custodian for children | |
| Common Stock | holding | — | — | — | 3,500 | I | By Square Associates LLC | |
| Common Stock | holding | — | — | — | 2,248,960 | I | By Conservative Development |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF8 | $17.12 | holding | — | — | — | — | Apr 15, 2025 | Common Stock | 12,000 | 12,000 | D |
Explanation of responses
- F1Restricted Stock granted on January 19, 2018 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
- F2The reporting person had 2,000 shares vest since the last filing.
- F3Restricted Stock granted on January 20, 2017 will "cliff" vest 100% three years from award date.
- F4Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- F5Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- F6Includes 35.568 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- F7Includes 71 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- F8The option is exercisable in five equal annual installments. The first installment became exercisable on April 16, 2016.