SEC Form 4 · accession 0000899243-17-021446
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dale Bruns
Other
Period of report
Sep 5, 2017
Accepted (ET)
Sep 5, 2017 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 612,569 | D | ||
| Common Stock - RestrictedF1,F2,F3,F4 | holding | — | — | — | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF5 | $9.54 | holding | — | — | — | — | Apr 17, 2023 | Common Stock | 24,000 | 24,000 | D |
Explanation of responses
- F1The reporting person had 1,500 shares vest since the last filing.
- F2Restricted Stock granted on January 20, 2017 will "cliff" vest 100% three years from award date, however, due to retirement of the reporting person, this restricted award became 100% vested on the retirement date according to the terms of the agreement.
- F3Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- F4Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- F5The option is exercisable in five equal annual installments. The first installment became exercisable on April 18, 2014.