SEC Form 4 · accession 0000899243-17-013080
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy French
Officer — Centennial Bank CEO/ President · Director
Period of report
May 12, 2017
Accepted (ET)
May 15, 2017 · 2:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2017 | P | 700 | $23.7884 | A | 98,868 | D | |
| Common Stock | May 12, 2017 | P | 1,300 | $23.79 | A | 100,168 | D | |
| Common Stock | May 12, 2017 | P | 300 | $23.7952 | A | 28,222 | I | By IRA |
| Common Stock - RestrictedF1,F2,F3 | holding | — | — | — | 25,000 | D | ||
| Common Stock - Performance BasedF4 | holding | — | — | — | 25,000 | D | ||
| Common StockF5 | holding | — | — | — | 41,225 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock OptionF6 | $18.46 | holding | — | — | — | — | Aug 23, 2025 | Common Stock | 150,000 | 150,000 | D |
| Stock OptionF7 | $8.62 | holding | — | — | — | — | Jan 17, 2023 | Common Stock | 40,000 | 40,000 | D |
| Stock OptionF8 | $9.54 | holding | — | — | — | — | Apr 17, 2023 | Common Stock | 40,000 | 40,000 | D |
| Stock OptionF9 | $14.71 | holding | — | — | — | — | Jan 15, 2025 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The reporting person had 6,000 shares vest since the last filing.
- F2Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date.
- F3Restricted Stock granted on January 17, 2014 will "cliff" vest 100% three years from award date.
- F4The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on December 31, 2016 and will therefore begin vesting in 33 1/3% installments on December 31, 2019.
- F5Includes 121.101 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
- F6Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.
- F7The option is exercisable in five equal annual installments. The first installment became exercisable on January 16, 2016.
- F8The option is exercisable in five equal annual installments. The first installment became exercisable on January 18, 2014.
- F9The option is exercisable in five equal annual installments. The first installment became exercisable on April 18, 2014.