SEC Form 4 · accession 0000899243-17-013073
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack Engelkes
Director
Period of report
May 12, 2017
Accepted (ET)
May 15, 2017 · 2:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 7, 2017 | G | 200 | $0.00 | D | 118,245 | D | |
| Common Stock | May 12, 2017 | M | 1,425 | $2.10 | A | 119,670 | D | |
| Common Stock | May 12, 2017 | M | 1,425 | $2.46 | A | 121,095 | D | |
| Common StockF2 | holding | — | — | — | 190,487 | I | Owned solely by wife | |
| Common Stock - RestrictedF3,F4,F5 | holding | — | — | — | 5,500 | D | ||
| Common Stock | holding | — | — | — | 400 | I | Held in wife's IRA | |
| Common Stock | holding | — | — | — | 42,719 | I | Custodian for daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $2.10 | May 12, 2017 | M | 1,425 | D | Dec 31, 2007 | Dec 31, 2017 | Common Stock | 1,425 | 0 | D |
| Stock OptionF6 | $2.46 | May 12, 2017 | M | 1,425 | D | — | — | Common Stock | 1,425 | 1,425 | D |
| Stock OptionF7 | $2.66 | holding | — | — | — | — | — | Common Stock | 1,425 | 1,425 | D |
| Stock OptionF8 | $17.12 | holding | — | — | — | — | Apr 15, 2025 | Common Stock | 20,000 | 20,000 | D |
| Stock OptionF9 | $4.30 | holding | — | — | — | — | Jan 9, 2018 | Common Stock | 4,752 | 4,752 | D |
Explanation of responses
- F1Includes 202.367 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- F2Includes 36.039 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- F3Restricted Stock granted on January 20, 2017 will "cliff" vest 100% three years from award date.
- F4Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- F5Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- F620% of the issued option is remaining. The remaining options became exercisable on December 31, 2008 and expire on December 31, 2018.
- F720% of the issued option is remaining. The remaining options became exercisable on December 31, 2009 and expire on December 31, 2019.
- F8The option is exercisable in five equal annual installments. The first installment became exercisable on April 16, 2016.
- F9The option is exercisable in five equal annual installments. The first installment became exercisable on January 10, 2009.