SEC Form 4 · accession 0000899243-17-010969
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer C. Floyd
Officer — Chief Accounting Officer
Period of report
Apr 20, 2017
Accepted (ET)
Apr 27, 2017 · 12:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - PerformanceF1 | holding | — | — | — | 5,000 | D | ||
| Common Stock - RestrictedF2 | holding | — | — | — | 2,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $25.96 | Apr 20, 2017 | A | 10,000 | A | — | Apr 19, 2027 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The Performance Stock awarded on July 26, 2016 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on December 31, 2016 and will therefore begin vesting in 33 1/3% installments on December 31, 2019.
- F2Restricted Stock granted on August 6, 2015 will "cliff" vest 100% three years from award date.
- F3The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 20, 2018.