SEC Form 4 · accession 0000899243-17-005230
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Allison
Officer — Chairman · Director
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - RestrictedF1,F2 | Feb 22, 2017 | D | 112,500 | $0.00 | D | 260,000 | D | |
| Common Stock - Performance BasedF3 | Feb 22, 2017 | A | 112,500 | $0.00 | A | 112,500 | D | |
| Common Stock | holding | — | — | — | 13,753 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 67,328 | I | By Capital Buyers | |
| Common Stock | holding | — | — | — | 16,272 | I | By IRA | |
| Common Stock | holding | — | — | — | 855,360 | I | By wife | |
| Common Stock | holding | — | — | — | 4,938,896 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4 | $4.27 | holding | — | — | — | — | Jan 17, 2018 | Common Stock | 71,280 | 71,280 | D |
| Stock OptionF5 | $4.30 | holding | — | — | — | — | Jan 9, 2018 | Common Stock | 9,504 | 9,504 | D |
| Stock Option | $8.62 | holding | — | — | — | Jan 18, 2014 | Jan 17, 2023 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- F2Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- F3The Performance Stock awarded on February 22, 2017 will cliff vest 100% beginning on the third anniversary of the award date if the performance goal has been met. The performance goal will be met if either the Company's total assets equal or exceed $12.5 billion as of the end of any fiscal quarter within three years of the award date or the Company has averaged $0.315 diluted earnings per share for four consecutive quarters or $1.26 total diluted earnings per share over a period of four consecutive quarters within three years of the award date.
- F4The option became exercisable in five equal annual installments beginning on January 18, 2009.
- F5The option became exercisable in five equal annual installments beginning on January 10, 2009.