SEC Form 4 · accession 0000899243-17-001873

HOME BANCSHARES INC · HOMB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jan 20, 2017

Accepted (ET)

Jan 24, 2017 · 5:09 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001331520

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock - Restricted^F1,F2,F3	Jan 20, 2017	A	1,500	$0.00	A	5,500	D
Common Stock	holding	—	—		—	2,248,960	I	By Conservative Development
Common Stock - Restricted	holding	—	—		—	1,789,236	I	By RH Ashley Investments LLC
Common Stock	holding	—	—		—	130,602	D
Common Stock^F4	holding	—	—		—	7,626	I	By Wife IRA
Common Stock	holding	—	—		—	25,670	I	By Wife
Common Stock^F5	holding	—	—		—	15,240	I	By IRA
Common Stock	holding	—	—		—	1,088	I	Custodian for children
Common Stock	holding	—	—		—	3,500	I	By Square Associates LLC

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock^F6	$17.12	holding	—	—	—	—	Apr 15, 2025	Common Stock	20,000	20,000	D
Common Stock^F7	$4.30	holding	—	—	—	—	Jan 9, 2018	Common Stock	4,752	4,752	D

F1Restricted Stock granted on January 20, 2017 will "cliff" vest 100% three years from award date.
F2Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
F3Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
F4Includes 55.275 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
F5Includes 105 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
F6The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 16, 2016.
F7The option became exercisable in five equal annual installments beginning on January 10, 2009.