SEC Form 4 · accession 0000899243-17-001852

HOME BANCSHARES INC · HOMB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman · Director

Period of report

Jan 20, 2017

Accepted (ET)

Jan 24, 2017 · 4:59 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001331520

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock - Restricted^{F1,F2,F3,F4,F5}	Jan 20, 2017	A	112,500	$0.00	A	372,500	D
Common Stock	holding	—	—		—	13,753	I	By 401(k)
Common Stock	holding	—	—		—	67,328	I	By Capital Buyers
Common Stock	holding	—	—		—	16,272	I	By IRA
Common Stock	holding	—	—		—	855,360	I	By wife
Common Stock^F2	holding	—	—		—	4,938,896	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option^F6	$4.27	holding	—	—	—	—	Jan 17, 2018	Common Stock	71,280	71,280	D
Stock Option^F7	$4.30	holding	—	—	—	—	Jan 9, 2018	Common Stock	9,504	9,504	D
Stock Option	$8.62	holding	—	—	—	Jan 18, 2014	Jan 17, 2023	Common Stock	100,000	100,000	D

F1Restricted Stock granted on January 20, 2017 will "cliff" vest 100% three years from award date.
F2The reporting person had 26,666 shares vest since the last filing.
F3Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
F4Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
F5Restricted Stock granted on January 17, 2014 will vest in 33 1/3% installments over three years each January 17th.
F6The option became exercisable in five equal annual installments beginning on January 18, 2009.
F7The option became exercisable in five equal annual installments beginning on January 10, 2009.