SEC Form 4 · accession 0000899243-17-001749
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James G Hinkle
Director
Period of report
Jan 20, 2017
Accepted (ET)
Jan 23, 2017 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - RestrictedF1,F2,F3,F4 | Jan 20, 2017 | A | 1,500 | $0.00 | A | 5,500 | D | |
| Common StockF2 | holding | — | — | — | 602,542 | I | By Revocable Trust | |
| Common StockF2 | holding | — | — | — | 25,458 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2,F5,F6 | $4.30 | holding | — | — | — | — | Jan 9, 2018 | Common Stock | 4,752 | 4,752 | D |
Explanation of responses
- F1Restricted Stock granted on January 20, 2017 will "cliff" vest 100% three years from award date.
- F2The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and paid June 8, 2016.
- F3Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- F4Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- F5The exercise price decreased as a result of the Company declaring a 2-for-1 stock split to shareholders of record May 18, 2016 and paid June 8, 2016.
- F6The option is exercisable in five equal annual installments beginning on January 10, 2009.