SEC Form 4 · accession 0000899243-16-035445
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex R Lieblong
Director
Period of report
Dec 9, 2016
Accepted (ET)
Dec 13, 2016 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2016 | S | 30,000 | $28.4061 | D | 450,000 | I | By Key Colony Fund (hedge fund managing partner) |
| Common Stock | Dec 13, 2016 | S | 35,000 | $27.827 | D | 415,000 | I | By Key Colony Fund (hedge fund managing partner) |
| Common Stock | holding | — | — | — | 602,666 | D | ||
| Common Stock - RestrictedF1,F2 | holding | — | — | — | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $2.46 | holding | — | — | — | — | — | Common Stock | 1,152 | 1,152 | D |
| Stock OptionF4 | $2.66 | holding | — | — | — | — | — | Common Stock | 2,851 | 2,851 | D |
Explanation of responses
- F1Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- F2Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- F3The option is exercisable in five equal annual installments. The remaining option became exercisable on December 31, 2008 and expires on December 31, 2018.
- F4The option is exercisable in five equal annual installments. 40% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018. The last 20% of the remaining option became exercisable on December 31, 2009 and expires on December 31, 2019.