SEC Form 4 · accession 0000899243-16-034168
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dale Bruns
Director
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 18, 2016 | S | 10,000 | $26.095 | D | 629,062 | D | |
| Common Stock | Nov 22, 2016 | S | 10,000 | $26.50 | D | 619,062 | D | |
| Common Stock - RestrictedF2,F3 | holding | — | — | — | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4 | $9.54 | holding | — | — | — | — | Apr 17, 2023 | Common Stock | 24,000 | 24,000 | D |
Explanation of responses
- F1Includes 6,871.395 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- F2Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- F3Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- F4The option is exercisable in five equal annual installments. The first installment became exercisable on April 18, 2014.