SEC Form 4 · accession 0000899243-16-034099
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack Engelkes
Director
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 3:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2016 | S | 1,000 | $26.091 | D | 43,719 | I | Custodian for daughters |
| Common Stock | Nov 18, 2016 | S | 1,000 | $26.108 | D | 42,719 | I | Custodian for daughters |
| Common Stock | holding | — | — | — | 190,413 | I | Owned solely by wife | |
| Common Stock | holding | — | — | — | 118,026 | D | ||
| Common Stock | holding | — | — | — | 400 | I | Held in wife's IRA | |
| Common Stock - RestrictedF1,F2 | holding | — | — | — | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $2.66 | holding | — | — | — | — | — | Common Stock | 1,425 | 1,425 | D |
| Stock OptionF4 | $17.12 | holding | — | — | — | — | Apr 15, 2025 | Common Stock | 20,000 | 20,000 | D |
| Stock Option | $2.10 | holding | — | — | — | Dec 31, 2007 | Dec 31, 2017 | Common Stock | 1,425 | 1,425 | D |
| Stock OptionF5 | $2.46 | holding | — | — | — | — | — | Common Stock | 2,851 | 2,851 | D |
| Stock OptionF6 | $4.30 | holding | — | — | — | — | Jan 9, 2018 | Common Stock | 4,752 | 4,752 | D |
Explanation of responses
- F1Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- F2Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- F320% of the issued option is remaining. The 20% of the remaining option became exercisable on December 31, 2009 and expires on December 31, 2019.
- F4The option is exercisable in five equal annual installments. The first installment became exercisable on April 16, 2016.
- F540% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The last 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018.
- F6The option is exercisable in five equal annual installments. The first installment became exercisable on January 10, 2009.