SEC Form 4 · accession 0000899243-16-033662
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall Sims
Officer — HOMB CEO & President · Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 2:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 14, 2016 | S | 8,000 | $24.99 | D | 0 | D | |
| Common StockF1 | Nov 14, 2016 | S | 7,800 | $25.5682 | D | 107,516 | I | By IRA |
| Common StockF1 | Nov 14, 2016 | S | 10,000 | $25.4492 | D | 97,516 | I | By IRA |
| Common StockF1 | Nov 14, 2016 | S | 10,000 | $25.7663 | D | 87,516 | I | By IRA |
| Common StockF1 | Nov 15, 2016 | S | 10,000 | $25.4003 | D | 77,516 | I | By IRA |
| Common StockF1 | Nov 15, 2016 | S | 12,200 | $25.4641 | D | 65,316 | I | By IRA |
| Common StockF1 | holding | — | — | — | 239,936 | D | ||
| Common StockF1,F3 | holding | — | — | — | 36,775 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016.
- F2The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and therefore "cliff" vested 100% on September 30, 2016.
- F3Includes 1,520.551 split adjusted shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.