SEC Form 4 · accession 0000899243-16-029989

HOME BANCSHARES INC · HOMB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

John W Allison

Officer — Chairman · Director

Period of report

Sep 23, 2016

Accepted (ET)

Sep 26, 2016 · 2:54 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001331520

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 1, 2016	G	2,000	$0.00	D	7,643,984	D
Common Stock^F2	Sep 23, 2016	J	2,650,000	$22.00	D	4,993,984	D
Common Stock - Restricted^F1,F3,F4,F5	holding	—	—		—	286,666	D
Common Stock^F1,F6	holding	—	—		—	13,706	I	By 401(k)
Common Stock^F1	holding	—	—		—	67,328	I	By Capital Buyers
Common Stock^F1	holding	—	—		—	16,272	I	By IRA
Common Stock^F1	holding	—	—		—	855,360	I	By wife

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option^F7,F8,F1	$4.27	holding	—	—	—	—	Jan 17, 2018	Common Stock	71,280	71,280	D
Stock Option^F7,F9,F1	$4.30	holding	—	—	—	—	Jan 9, 2018	Common Stock	9,504	9,504	D
Stock Option^F7,F10,F1	$5.08	holding	—	—	—	—	Jan 18, 2017	Common Stock	95,040	95,040	D
Stock Option^F7,F1	$8.62	holding	—	—	—	Jan 18, 2014	Jan 17, 2023	Common Stock	100,000	100,000	D
Stock Option^F7,F11,F1	$2.10	holding	—	—	—	—	—	Common Stock	1,425	1,425	D
Stock Option^F7,F12,F1	$2.46	holding	—	—	—	—	—	Common Stock	2,851	2,851	D
Stock Option^F7,F13,F1	$2.66	holding	—	—	—	—	—	Common Stock	4,276	4,276	D

Explanation of responses

F1The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016.
F10The option became exercisable in two equal annual installments beginning on January 19, 2008.
F11The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2003 and would have expired on December 31, 2013.
F12The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2004 and would have expired on December 31, 2014.
F13The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and would have expired on December 31, 2015.
F2The reporting person sold these shares to the underwriter in a registered, underwritten secondary offering. The reported sale price reflects the public offering price of $22.00 per share. The reporting person received a price per share of $21.56, net of underwriting discounts and commissions.
F3Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
F4Restricted Stock granted on January 17, 2014 will vest in 33 1/3% installments over three years each January 17th.
F5Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
F6Includes 156.676 shares acquired through the Home BancShares, Inc. 401(k) Plan since the reporting person's last filing.
F7The exercise price decreased as a result of the Company declaring a 2-for-1 stock split to shareholders of record May 18, 2016 and made payable June 8, 2016.
F8The option became exercisable in five equal annual installments beginning on January 18, 2009.
F9The option became exercisable in five equal annual installments beginning on January 10, 2009.