SEC Form 4 · accession 0000899243-16-028552

HOME BANCSHARES INC · HOMB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Tracy French

Officer — Centennial Bank CEO/ President · Director

Period of report

Sep 2, 2016

Accepted (ET)

Sep 6, 2016 · 5:51 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001331520

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Sep 2, 2016	S	20,000	$23.43	D	154,168	D
Common Stock	Sep 2, 2016	S	3,230	$23.44	D	150,938	D
Common Stock	Sep 2, 2016	S	2,500	$23.4012	D	148,438	D
Common Stock	Sep 2, 2016	S	34,770	$23.3706	D	113,668	D
Common Stock	Sep 2, 2016	S	35,500	$23.3615	D	78,168	D
Common Stock - Restricted^F1,F2,F3	holding	—	—		—	31,000	D
Common Stock - Performance Based^F1,F4,F5	holding	—	—		—	33,000	D
Common Stock^F1	holding	—	—		—	27,922	I	By IRA
Common Stock^F1,F6	holding	—	—		—	40,966	I	By 401(k)

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Stock Option^F7,F8,F1	$18.46	holding	—	—	—	—	Aug 23, 2025	Common Stock	150,000	150,000	D
Stock Option^F7,F9,F1	$8.62	holding	—	—	—	—	Jan 17, 2023	Common Stock	40,000	40,000	D
Stock Option^F7,F10,F1	$9.54	holding	—	—	—	—	Apr 17, 2023	Common Stock	40,000	40,000	D
Stock Option^F7,F11,F1	$14.71	holding	—	—	—	—	Jan 15, 2025	Common Stock	100,000	100,000	D

Explanation of responses

F1The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016.
F10The option is exercisable in five equal annual installments. The first installment became exercisable on January 18, 2014.
F11The option is exercisable in five equal annual installments. The first installment became exercisable on April 18, 2014.
F2Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date.
F3Restricted Stock granted on January 17, 2014 will "cliff" vest 100% three years from award date.
F4The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
F5The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and will therefore "cliff" vest 100% on September 30, 2016.
F6Includes 466.480 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
F7The exercise price decreased as a result of the Company declaring a 2-for-1 stock split to shareholders of record May 18, 2016 and made payable June 8, 2016.
F8Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 will become exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
F9The option is exercisable in five equal annual installments. The first installment became exercisable on January 16, 2016.