SEC Form 4 · accession 0000899243-16-027708
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Ashley
Director
Period of report
Aug 11, 2016
Accepted (ET)
Aug 19, 2016 · 2:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 11, 2016 | S | 220,000 | $21.4002 | D | 1,789,236 | I | By RH Ashley Investments LLC |
| Common StockF1 | Aug 11, 2016 | S | 220,000 | $21.4002 | D | 2,248,960 | I | By Conservative Development |
| Common Stock - RestrictedF1,F2,F3 | holding | — | — | — | 4,000 | D | ||
| Common StockF1 | holding | — | — | — | 130,602 | D | ||
| Common StockF1,F4 | holding | — | — | — | 7,571 | I | By Wife IRA | |
| Common StockF1 | holding | — | — | — | 25,670 | I | By Wife | |
| Common StockF1,F5 | holding | — | — | — | 15,135 | I | By IRA | |
| Common StockF1 | holding | — | — | — | 1,088 | I | Custodian for children | |
| Common StockF1 | holding | — | — | — | 3,500 | I | By Square Associates LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF6,F7,F1 | $17.12 | holding | — | — | — | — | Apr 15, 2025 | Common Stock | 20,000 | 20,000 | D |
| Common StockF6,F8,F1 | $4.30 | holding | — | — | — | — | Jan 9, 2018 | Common Stock | 4,752 | 4,752 | D |
Explanation of responses
- F1The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016.
- F2Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- F3Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- F4Includes 58.02 split adjusted shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- F5Includes 241 split adjusted shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- F6The exercise price decreased and the number of shares exercisable increased as a result of the Company declaring a 2-for-1 stock split to shareholders of record May 18, 2016 and made payable June 8, 2016.
- F7The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 16, 2016.
- F8The option became exercisable in five equal annual installments beginning on January 10, 2009.