SEC Form 4 · accession 0000899243-16-022999
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex R Lieblong
Director
Period of report
Jun 14, 2016
Accepted (ET)
Jun 16, 2016 · 10:18 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 14, 2016 | S | 25,000 | $21.4693 | D | 1,149,778 | I | By Key Colony Fund (hedge fund managing partner) |
| Common StockF1 | holding | — | — | — | 805,004 | D | ||
| Common Stock - RestrictedF1,F2,F3 | holding | — | — | — | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4,F5 | $1.96 | holding | — | — | — | — | — | Common Stock | 1,425 | 1,425 | D |
| Stock OptionF4,F6 | $2.105 | holding | — | — | — | — | — | Common Stock | 2,851 | 2,851 | D |
| Stock OptionF4,F7 | $2.46 | holding | — | — | — | — | — | Common Stock | 4,276 | 4,276 | D |
| Stock OptionF4,F8 | $2.665 | holding | — | — | — | — | — | Common Stock | 5,702 | 5,702 | D |
| Stock OptionF4,F9 | $4.30 | holding | — | — | — | — | Jan 9, 2018 | Common Stock | 4,752 | 4,752 | D |
Explanation of responses
- F1The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016.
- F2Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- F3Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- F4The exercise price decreased and the number of shares exercisable increased as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016.
- F5The option is exercisable in five equal annual installments. 20% of the issued option is remaining. The last 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016.
- F6The option is exercisable in five equal annual installments. 40% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The last 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017.
- F7The option is exercisable in five equal annual installments. 60% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The second 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The last 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018.
- F8The option is exercisable in five equal annual installments. 80% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The second 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The third 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018. The last 20% of the remaining option became exercisable on December 31, 2009 and expires on December 31, 2019.
- F9The option is exercisable in five equal annual installments beginning on January 10, 2009.