SEC Form 4 · accession 0000899243-16-018512
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Buckheim
Other
Period of report
Apr 21, 2016
Accepted (ET)
Apr 25, 2016 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock- RestrictedF1,F2,F3 | Apr 21, 2016 | D | 1,000 | $0.00 | D | 0 | D | |
| Common StockF2 | holding | — | — | — | 103,708 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4 | $8.60 | holding | — | — | — | — | Jan 9, 2018 | Common Stock | 2,376 | 2,376 | D |
Explanation of responses
- F1Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
- F2The reporting person had 666 shares vest since the last filing.
- F3Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date, however, due to retirement of the reporting person, this restricted award has been forfeited.
- F4The option is exercisable in five equal annual installments beginning on January 10, 2009.