SEC Form 4 · accession 0000899243-16-012272
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex R Lieblong
Director
Period of report
Jan 25, 2016
Accepted (ET)
Jan 27, 2016 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - RestrictedF1,F2,F3,F4 | Jan 25, 2016 | A | 1,000 | $0.00 | A | 2,000 | D | |
| Common StockF4 | holding | — | — | — | 402,502 | D | ||
| Common Stock | holding | — | — | — | 587,389 | I | By Key Colony Fund (hedge fund managing partner) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF5 | $3.92 | holding | — | — | — | — | — | Common Stock | 712 | 712 | D |
| Stock OptionF6 | $4.21 | holding | — | — | — | — | — | Common Stock | 1,425 | 1,425 | D |
| Stock OptionF7 | $4.92 | holding | — | — | — | — | — | Common Stock | 2,138 | 2,138 | D |
| Stock OptionF8 | $5.33 | holding | — | — | — | — | — | Common Stock | 2,851 | 2,851 | D |
| Stock OptionF9 | $8.60 | holding | — | — | — | — | Jan 9, 2018 | Common Stock | 2,376 | 2,376 | D |
Explanation of responses
- F1Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- F2Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
- F3Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- F4The reporting person had 666 shares vest since the last filing
- F5The option is exercisable in five equal annual installments. 20% of the issued option is remaining. The last 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016.
- F6The option is exercisable in five equal annual installments. 40% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The last 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017.
- F7The option is exercisable in five equal annual installments. 60% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The third 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The last 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018.
- F8The option is exercisable in five equal annual installments. 80% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The third 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The fourth 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018. The last 20% of the remaining option became exercisable on December 31, 2009 and expires on December 31, 2019.
- F9The option is exercisable in five equal annual installments and became exercisable on January 10, 2009.