SEC Form 4 · accession 0000899243-16-012209
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack Engelkes
Director
Period of report
Jan 25, 2016
Accepted (ET)
Jan 26, 2016 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 8, 2015 | G | 150 | $0.00 | D | 62,894 | D | |
| Common Stock - RestrictedF3,F2,F4,F5 | Jan 25, 2016 | A | 1,000 | $0.00 | A | 2,000 | D | |
| Common Stock | Jan 25, 2016 | M | 2,136 | $5.33 | A | 65,030 | D | |
| Common StockF6 | holding | — | — | — | 3,123 | I | Held in Simple IRA | |
| Common StockF7 | holding | — | — | — | 96,129 | I | Owned solely by wife | |
| Common Stock | holding | — | — | — | 22,360 | I | Custodian for daughters | |
| Common Stock | holding | — | — | — | 200 | I | Held in wife's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF8 | $5.33 | Jan 25, 2016 | M | 2,136 | D | — | — | Common Stock | 2,136 | 712 | D |
| Stock OptionF9 | $34.25 | holding | — | — | — | — | Apr 15, 2025 | Common Stock | 10,000 | 10,000 | D |
| Stock Option | $4.21 | holding | — | — | — | Dec 31, 2007 | Dec 31, 2017 | Common Stock | 712 | 712 | D |
| Stock OptionF10 | $4.92 | holding | — | — | — | — | — | Common Stock | 1,425 | 1,425 | D |
| Stock OptionF11 | $8.60 | holding | — | — | — | — | Jan 9, 2018 | Common Stock | 2,376 | 2,376 | D |
Explanation of responses
- F1Includes 286.357 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- F1040% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The last 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018.
- F11The option is exercisable in five equal annual installments. The first installment became exercisable on January 10, 2009.
- F2The reporting person had 666 shares vest since the last filing
- F3Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- F4Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- F5Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
- F6Includes 18.960 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- F7Includes 49.212 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- F820% of the issued option is remaining. The 20% of the remaining option became exercisable on December 31, 2009 and expires on December 31, 2019.
- F9The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 16, 2016.