SEC Form 4 · accession 0000899243-15-010419

HOME BANCSHARES INC · HOMB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Alex R Lieblong

Director

Period of report

Dec 21, 2015

Accepted (ET)

Dec 28, 2015 · 3:17 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001331520

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 21, 2015	M	712	$3.50	A	398,988	D
Common Stock	Dec 21, 2015	M	712	$3.92	A	399,700	D
Common Stock	Dec 21, 2015	M	712	$4.21	A	400,412	D
Common Stock	Dec 21, 2015	M	712	$4.92	A	401,124	D
Common Stock	Dec 21, 2015	M	712	$5.33	A	401,836	D
Common Stock	holding	—	—		—	587,389	I	By Key Colony Fund (hedge fund managing partner)
Common Stock - Restricted^F1,F2	holding	—	—		—	1,666	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option	$3.50	Dec 21, 2015	M	712	D	Dec 31, 2005	Dec 31, 2015	Common Stock	712	0	D
Stock Option^F3	$3.92	Dec 21, 2015	M	712	D	—	—	Common Stock	712	712	D
Stock Option^F4	$4.21	Dec 21, 2015	M	712	D	—	—	Common Stock	712	1,425	D
Stock Option^F5	$4.92	Dec 21, 2015	M	712	D	—	—	Common Stock	712	2,138	D
Stock Option^F6	$5.33	Dec 21, 2015	M	712	D	—	—	Common Stock	712	2,851	D
Stock Option^F7	$8.60	holding	—	—	—	—	Jan 9, 2018	Common Stock	2,376	2,376	D

Explanation of responses

F1Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
F2Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
F3The option is exercisable in five equal annual installments. 40% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2005 and expires on December 31, 2015. The last 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016.
F4The option is exercisable in five equal annual installments. 60% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2005 and expires on December 31, 2015. The next 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The last 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017.
F5The option is exercisable in five equal annual installments. 80% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2005 and expires on December 31, 2015. The second 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The third 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The last 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018.
F6The option is exercisable in five equal annual installments. 100% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2005 and expires on December 31, 2015. The second 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The third 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The fourth 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018. The last 20% of the remaining option became exercisable on December 31, 2009 and expires on December 31, 2019.
F7The option is exercisable in five equal annual installments and became exercisable on January 10, 2009.