SEC Form 4 · accession 0000899243-15-008877

HOME BANCSHARES INC · HOMB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

John W Allison

Officer — Chairman · Director

Period of report

Nov 23, 2015

Accepted (ET)

Nov 25, 2015 · 1:28 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001331520

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Aug 5, 2015	G	12,255	$0.00	D	3,737,376	D
Common Stock	Oct 23, 2015	G	5,701	$0.00	D	3,731,675	D
Common Stock	Nov 17, 2015	G	8,222	$0.00	D	3,723,453	D
Common Stock	Nov 23, 2015	M	712	$3.50	A	3,724,165	D
Common Stock	Nov 23, 2015	M	712	$3.92	A	3,724,877	D
Common Stock	Nov 23, 2015	M	712	$4.21	A	3,725,589	D
Common Stock	Nov 23, 2015	M	712	$4.92	A	3,726,301	D
Common Stock	Nov 23, 2015	M	712	$5.33	A	3,727,013	D
Common Stock^F1	holding	—	—		—	6,751	I	By 401(k)
Common Stock - Restricted^F2,F3,F4	holding	—	—		—	87,332	D
Common Stock	holding	—	—		—	8,136	I	By IRA
Common Stock	holding	—	—		—	427,680	I	By wife
Common Stock	holding	—	—		—	33,664	I	By Capital Buyers

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option^F5	$3.50	Nov 23, 2015	M	712	D	—	—	Common Stock	712	0	D
Stock Option^F6	$3.92	Nov 23, 2015	M	712	D	—	—	Common Stock	712	712	D
Stock Option^F7	$4.21	Nov 23, 2015	M	712	D	—	—	Common Stock	712	1,425	D
Stock Option^F8	$4.92	Nov 23, 2015	M	712	D	—	—	Common Stock	712	2,138	D
Stock Option^F9	$5.33	Nov 23, 2015	M	712	D	—	—	Common Stock	712	2,851	D
Performance Stock Option	$5.54	holding	—	—	—	Jan 1, 2010	Mar 13, 2016	Common Stock	88,957	88,957	D
Stock Option^F10	$8.54	holding	—	—	—	—	Jan 17, 2018	Common Stock	35,640	35,640	D
Stock Option^F11	$8.60	holding	—	—	—	—	Jan 9, 2018	Common Stock	4,752	4,752	D
Stock Option^F12	$10.16	holding	—	—	—	—	Jan 18, 2017	Common Stock	47,520	47,520	D
Stock Option	$17.25	holding	—	—	—	Jan 18, 2014	Jan 17, 2023	Common Stock	50,000	50,000	D

Explanation of responses

F1Includes 26.803 shares acquired through the Home BancShares, Inc. 401(k) Plan since the reporting person's last filing.
F10The option became exercisable in five equal annual installments beginning on January 18, 2009.
F11The option became exercisable in five equal annual installments beginning on January 10, 2009.
F12The option became exercisable in two equal annual installments beginning on January 19, 2008.
F2Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
F3Restricted Stock granted on January 17, 2014 will vest in 33 1/3% installments over three years each January 17th.
F4Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
F5The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2001 and would have expired on December 31, 2011.
F6The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2002 and would have expired on December 31, 2012.
F7The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2003 and would have expired on December 31, 2013.
F8The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2004 and would have expired on December 31, 2014.
F9The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and expires on December 31, 2015.