SEC Form 4 · accession 0000899243-15-007126
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer Holbrook
Officer — Controller
Period of report
Oct 19, 2015
Accepted (ET)
Oct 26, 2015 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,386 | D | ||
| Common Stock - Performance BasedF1 | holding | — | — | — | 1,000 | D | ||
| Common Stock | holding | — | — | — | 533 | I | Held by IRA | |
| Common StockF2 | holding | — | — | — | 18,672 | I | Held by 401(k) | |
| Common Stock | holding | — | — | — | 200 | I | Custodian for children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3,F4 | $4.92 | holding | — | — | — | — | — | Common Stock | 426 | 426 | D |
| Performance Stock Option | $5.54 | holding | — | — | — | Jan 1, 2010 | Mar 13, 2016 | Common Stock | 5,931 | 5,931 | D |
Explanation of responses
- F1The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and will therefore "cliff" vest 100% on September 30, 2016.
- F2Includes 155.345 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing
- F3The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2004
- F4The option expires 10 years from the exercisable date, therefore the first of the remaining installments became exercisable on December 31, 2005 and expires on December 31, 2015.
Remarks
The issuer has determined that the reporting person does not perform significant policy-making functions for the issuer and therefore should no longer be considered an officer for purposes of Section 16. As a result, the reporting person is no longer subject to Section 16 in connection with her transactions in the equity securities of Home BancShares, Inc. and therefore will no longer report any such transactions on Form 4 or Form 5.