SEC Form 4 · accession 0000899243-15-003989
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack Engelkes
Director
Period of report
Aug 24, 2015
Accepted (ET)
Aug 25, 2015 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 24, 2015 | P | 5,000 | $38.00 | A | 62,092 | D | |
| Common StockF2 | Aug 25, 2015 | P | 1,000 | $37.05 | A | 3,104 | I | Held in Simple IRA |
| Common Stock - RestrictedF3,F4 | holding | — | — | — | 1,666 | D | ||
| Common StockF5 | holding | — | — | — | 96,080 | I | Owned solely by wife | |
| Common Stock | holding | — | — | — | 22,360 | I | Custodian for daughters | |
| Common Stock | holding | — | — | — | 200 | I | Held in wife's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF6 | $34.25 | holding | — | — | — | — | Apr 15, 2025 | Common Stock | 10,000 | 10,000 | D |
| Stock Option | $4.21 | holding | — | — | — | Dec 31, 2007 | Dec 31, 2017 | Common Stock | 712 | 712 | D |
| Stock OptionF7 | $4.92 | holding | — | — | — | — | — | Common Stock | 1,425 | 1,425 | D |
| Stock OptionF8 | $5.33 | holding | — | — | — | — | — | Common Stock | 2,851 | 2,851 | D |
| Stock OptionF9 | $8.60 | holding | — | — | — | — | Jan 9, 2018 | Common Stock | 2,376 | 2,376 | D |
Explanation of responses
- F1Includes 131.686 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- F2Includes 7.623 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- F3Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- F4Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
- F5Includes 24.027 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- F6The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 16, 2016.
- F740% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The last 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018.
- F880% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The second 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The third 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018. The last 20% of the remaining option became exercisable on December 31, 2009 and expires on December 31, 2019.
- F9The option is exercisable in five equal annual installments. The first installment became exercisable on January 10, 2009.