SEC Form 4 · accession 0000899243-15-002837
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dale Bruns
Director
Period of report
Aug 7, 2015
Accepted (ET)
Aug 11, 2015 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 7, 2015 | S | 3,100 | $41.11 | D | 326,623 | D | |
| Common StockF3 | Aug 10, 2015 | S | 9,700 | $41.16 | D | 316,923 | D | |
| Common Stock - Restricted StockF4,F5 | holding | — | — | — | 1,666 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF6 | $19.08 | holding | — | — | — | — | Apr 17, 2023 | Common Stock | 20,000 | 20,000 | D |
| Stock Option | $8.60 | holding | — | — | — | Jan 10, 2013 | Jan 9, 2018 | Common Stock | 475 | 475 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.10 to $41.14, inclusive. The reporting person undertakes to provide to Home BancShares, Inc., any security holder of Home BancShares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F2Includes 2,407.266 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.10 to $41.23, inclusive. The reporting person undertakes to provide to Home BancShares, Inc., any security holder of Home BancShares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F4Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
- F5Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- F6The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 18, 2014.