SEC Form 4 · accession 0000899243-15-002549
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randy Mayor
Other
Period of report
Aug 4, 2015
Accepted (ET)
Aug 6, 2015 · 3:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 4, 2015 | S | 25,000 | $39.95 | D | 83,460 | D | |
| Common Stock - Performance BasedF2 | Aug 6, 2015 | D | 4,000 | $0.00 | D | 0 | D | |
| Common Stock - RestrictedF1,F3 | holding | — | — | — | 0 | D | ||
| Common StockF4 | holding | — | — | — | 17,967 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 30,190 | I | Held by IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person had 4,000 shares vest since the last filing.
- F2The Performance Stock awarded on August 2, 2012 was scheduled to "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and therefore would have "cliff" vested 100% on September 30, 2016. However, due to the retirement of the reporting person, this Performance Stock award has been forfeited.
- F3Restricted Stock granted on August 2, 2012 will "cliff" vest 100% three years from award date.
- F4Includes 63.992 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.