SEC Form 4 · accession 0001144204-15-005052
BOULDER BRANDS, INC. · BDBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen B Hughes
Officer — Chairman and CEO · Director
Period of report
Jan 29, 2015
Accepted (ET)
Jan 30, 2015 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2015 | S | 10,000 | $10.0556 | D | 1,121,650 | D | |
| Common Stock | holding | — | — | — | 101,000 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 239,265 | I | Trust | |
| Common Stock | holding | — | — | — | 3,000 | I | By Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 10,000 shares reported were sold on January 29, 2015 pursuant to the 10b5-1 plan adopted by Mr. Hughes. Such shares were sold in multiple transactions, at an average price per share of approximately $10.0556. The number of shares directly owned by the reporting person following such sales was 1,121,650. The reporting person undertakes to provide to the issuer, any stockholder of the issuer or the staff of the United States Securities and Exchange Commission, upon request, full information regarding the shares sold in each transaction.
- F2Held in trust for Caroline Elise Hughes, John Trevelyn Hughes and Henry Thomas Hughes, adult family members not residing with Mr. Hughes. The reporting person disclaims beneficial ownership of these shares.