SEC Form 4 · accession 0000899243-15-000863
BOULDER BRANDS, INC. · BDBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Richard Dean Hollis
Director
Period of report
Jul 6, 2015
Accepted (ET)
Jul 8, 2015 · 10:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 75,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF2,F3 | $6.78 | Sep 6, 2015 | A | 187,500 | A | — | Sep 6, 2027 | Common Stock | 187,500 | 187,500 | D |
Explanation of responses
- F1Includes 26,250 unvested restricted stock units granted under the Boulder Brands, Inc.Third Amended and Restated Stock and Awards Plan (formerly the Second Amended and Restated Stock and Awards Plan).
- F2Stock Options under Rule 16b-3 plan.
- F3The stock option, granted under the Boulder Brands, Inc. Third Amended and Restated Stock and Awards Plan vests in two equal installments on July 6, 2016 and 2017.