SEC Form 4/A · accession 0001330849-16-000117
HERCULES OFFSHORE, INC. · HERO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jon C Cole
Director
Period of report
Dec 11, 2015
Accepted (ET)
Feb 12, 2016 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001330849
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 11, 2015 | A | 25,000 | A | — | — | Common Stock, Par Value $0.01 Per Share | 25,000 | 25,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Hercules Offshore common stock.
- F2The restricted stock units vest in full on the one-year anniversary of the date the Company emerged from Bankruptcy, November 6, 2015. Vested shares will be delivered to the reporting person upon a change of control of the Company or the reporting person's departure from the Board.
Remarks
This amendment is being filed to revise footnote 2.