SEC Form 4 · accession 0001209191-15-055131
Bazaarvoice Inc · BV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary G Allison
Officer — Executive VP, Engineering
Period of report
Jun 17, 2015
Accepted (ET)
Jun 19, 2015 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001330421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 17, 2015 | A | 62,800 | $0.00 | A | 128,347 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F3 | $6.42 | Jun 17, 2015 | A | 133,100 | A | — | Jun 17, 2025 | Common Stock | 133,100 | 348,600 | D |
Explanation of responses
- F1The restricted stock units vest in four (4) equal yearly installments, with the first such installment vesting effective June 20, 2016.
- F2Includes 823 shares acquired under the BV employee stock purchase plan on March 19, 2015.
- F31/4th of the shares subject to the option vest and become exercisable on June 15, 2016, and 1/48th of the shares subject to the option vest and become exercisable on the corresponding day of each month thereafter.