SEC Form 4 · accession 0001567619-18-005600
StealthGas Inc. · GASS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glendon Capital Management LP
10% Owner
Period of report
Nov 7, 2018
Accepted (ET)
Nov 9, 2018 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001328919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2018 | P | 12,214 | $3.429 | A | 4,987,442 | I | See Footnote |
| Common StockF1 | Nov 8, 2018 | P | 900 | $3.4482 | A | 4,988,342 | I | See Footnote |
| Common StockF1 | Nov 9, 2018 | P | 5,800 | $3.4106 | A | 4,994,142 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares are directly owned by Glendon Opportunities Fund, L.P. (the "Fund"), Altair Global Credit Opportunities Fund LLC (the "Sub-Advised Fund") and a separately managed account, none of which own 10% of the issuer's securities on an individual basis. Glendon Capital Management LP ("GCM") is the investment manager to the Fund and the separately managed account and the investment sub-adviser to the Sub-Advised Fund, and may be deemed to beneficially own the reported securities under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act").