SEC Form 4 · accession 0001171843-15-003369
Vestin Realty Mortgage I, Inc. · VRTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael V Shustek
Officer — President & CEO · Director
Period of report
Jun 5, 2015
Accepted (ET)
Jun 9, 2015 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001328300
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2015 | P | 3,000 | $5.90 | A | 136,430 | D | |
| Common Stock | Jun 5, 2015 | P | 100 | $5.84 | A | 136,530 | D | |
| Common Stock | Jun 5, 2015 | P | 200 | $5.91 | A | 136,730 | D | |
| Common Stock | Jun 5, 2015 | P | 300 | $5.94 | A | 137,030 | D | |
| Common Stock | Jun 5, 2015 | P | 400 | $5.68 | A | 137,430 | D | |
| Common StockF1 | holding | — | — | — | 25,000 | I | Vestin Mortgage, Inc. | |
| Common StockF2 | holding | — | — | — | 22,604 | I | Vestin Realty Mortgage II, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vestin Mortgage, Inc. holds these shares and Mr. Shustek is the Chairman, President and Chief Executive Officer of Vestin Mortgage, Inc. and indirectly owns all of the capital stock of Vestin Mortgage Inc. through Vestin Group, Inc. a company wholly owned by Mr. Shustek.
- F2Mr. Shustek owns an approximate 16.8% interest in Vestin Realty Mortgage II, Inc. ("VRM II"), a public company that owns 134,545 shares of Vestin Realty Mortgage I, Inc. ("VRM I"). Mr. Shustek is an executive officer and director of VRM II. The 22,604 shares represent Mr. Shustek's proportionate interest in the shares of VRM I that are owned by VRM II.