SEC Form 4 · accession 0001209191-16-145419

Adamas Pharmaceuticals Inc · ADMS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Oct 5, 2016

Accepted (ET)

Oct 7, 2016 · 5:07 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001328143

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Oct 5, 2016	J	117,450	$0.00	D	146,208	D
Common Stock	Oct 5, 2016	J	195,400	$0.00	D	195,392	I	By Trust
Common Stock	holding	—	—		—	80,000	I	Gregory T Went & Marjorie S Went ttees 2012 Irr Trust FBO Bridget Elise Went
Common Stock	holding	—	—		—	80,000	I	Gregory T Went & Marjorie S Went ttees 2012 Irr Trust FBO Cora Margaret Went

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F2	$0.665	Oct 5, 2016	J	121,784	D	—	Nov 16, 2021	Common Stock	121,784	128,216	D
Stock Option (Right to Buy)^F3	$0.665	Oct 5, 2016	J	27,995	D	—	Feb 22, 2022	Common Stock	27,995	32,005	D
Stock Option (Right to Buy)^F4	$8.995	Oct 5, 2016	J	262,963	D	—	Feb 20, 2024	Common Stock	262,963	605,037	D
Stock Option (Right to Buy)^F5	$17.31	Oct 5, 2016	J	9,439	D	—	Feb 24, 2025	Common Stock	9,439	65,561	D

F1Securities disposed of pursuant to a marital separation agreement.
F2Fully vested.
F3The Option shares vest as follows: one-fifth (1/5th) of the shares vested one year after February 1, 2012; the balance of the shares vest in a series of forty-eight (48) successive equal monthly installments measured from the first anniversary of February 1, 2012, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2007 Stock Plan) as of each such date. The Option shares are subject to an early exercise right and may be exercised in full prior to vesting.
F4The Option shares vest as follows: one-fifth (1/5th) of the shares vest one year after February 20, 2014; the balance of the shares vest in a series of forty-eight (48) successive equal monthly installments measured from the first anniversary of February 20, 2014, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2007 Stock Plan) as of each such date. The Option shares are subject to an early exercise right and may be exercised in full prior to vesting.
F5The Option vests as follows: 1/48th of the option shares vest on the 1st of each month beginning with March 1, 2015, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2014 Equity Incentive Plan) as of each such date.