SEC Form 4 · accession 0001209191-16-128276
Adamas Pharmaceuticals Inc · ADMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Gregory T Went
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jun 15, 2016
Accepted (ET)
Jun 16, 2016 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001328143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2016 | M | 204,900 | $1.875 | A | 263,658 | D | |
| Common Stock | holding | — | — | — | 390,792 | I | Gregory T Went & Marjorie S Went ttees Went Family Living Trust dtd 03/24/11 | |
| Common Stock | holding | — | — | — | 80,000 | I | Gregory T Went & Marjorie S Went ttees 2012 Irr Trust FBO Bridget Elise Went | |
| Common Stock | holding | — | — | — | 80,000 | I | Gregory T Went & Marjorie S Went ttees 2012 Irr Trust FBO Cora Margaret Went |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $1.875 | Jun 15, 2016 | M | 204,900 | D | — | Sep 12, 2016 | Common Stock | 204,900 | 0 | D |
Explanation of responses
- F1This option is fully vested and exercisable.