SEC Form 4 · accession 0001209191-16-132878
Imprivata Inc · IMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Ting
Officer — Chief Technology Officer · Director
Period of report
Jul 13, 2016
Accepted (ET)
Jul 15, 2016 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001328015
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 13, 2016 | M | 60,000 | $1.92 | A | 468,103 | D | |
| Common StockF2 | Jul 13, 2016 | S | 60,000 | $18.9876 | D | 408,103 | D | |
| Common Stock | Jul 13, 2016 | M | 30,000 | $1.92 | A | 438,103 | D | |
| Common StockF3 | Jul 13, 2016 | S | 30,000 | $19.0053 | D | 408,103 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F4 | $1.92 | Jul 13, 2016 | D | 60,000 | D | — | Sep 30, 2021 | Common Stock | 60,000 | 160,234 | D |
| Stock Option (Right to buy)F4 | $1.92 | Jul 13, 2016 | D | 30,000 | D | — | Sep 30, 2021 | Common Stock | 30,000 | 130,234 | D |
Explanation of responses
- F1Sales made pursuant to a Rule 10b5-1 plan dated September 15, 2015
- F2This price represents the weighted average sale price for various open market sales ranging from $18.95 to $19.06 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the issuer or a security holder.
- F3This price represents the weighted average sale price for various open market sales ranging from $19.00 to $19.06 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the issuer or a security holder.
- F4The stock option is fully vested and exercisable.