SEC Form 4 · accession 0001209191-16-116440
Imprivata Inc · IMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Omar Hussain
Officer — President and CEO · Director
Period of report
Apr 27, 2016
Accepted (ET)
Apr 29, 2016 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001328015
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2016 | M | 7,783 | $0.57 | A | 167,623 | D | |
| Common StockF2 | Apr 27, 2016 | S | 7,783 | $12.2574 | D | 159,840 | D | |
| Common Stock | Apr 28, 2016 | M | 8,315 | $0.57 | A | 168,155 | D | |
| Common StockF3 | Apr 28, 2016 | S | 8,315 | $12.1498 | D | 159,840 | D | |
| Common Stock | Apr 29, 2016 | M | 2,838 | $0.57 | A | 162,678 | D | |
| Common StockF4 | Apr 29, 2016 | S | 2,838 | $11.949 | D | 159,840 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $0.57 | Apr 27, 2016 | D | 7,783 | D | — | May 4, 2016 | Common Stock | 7,783 | 11,153 | D |
| Stock Option (Right to buy)F5 | $0.57 | Apr 28, 2016 | D | 8,315 | D | — | May 4, 2016 | Common Stock | 8,315 | 2,838 | D |
| Stock Option (Right to buy)F5 | $0.57 | Apr 29, 2016 | D | 2,838 | D | — | May 4, 2016 | Common Stock | 2,838 | 0 | D |
Explanation of responses
- F1Sales made pursuant to a Rule 10b5-1 plan dated December 2, 2015
- F2This price represents the weighted average sale price for various open market sales ranging from $12.11 to $12.31 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the issuer or a security holder.
- F3This price represents the weighted average sale price for various open market sales ranging from $12.01 to $12.26 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the issuer or a security holder.
- F4This price represents the weighted average sale price for various open market sales ranging from $11.78 to $12.14 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the issuer or a security holder.
- F5The stock option is fully vested and exercisable.