SEC Form 4 · accession 0001209191-16-115978
Imprivata Inc · IMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Omar Hussain
Officer — President and CEO · Director
Period of report
Apr 25, 2016
Accepted (ET)
Apr 27, 2016 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001328015
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 25, 2016 | M | 10,922 | $0.57 | A | 170,762 | D | |
| Common StockF3 | Apr 25, 2016 | S | 10,922 | $12.4368 | D | 159,840 | D | |
| Common Stock | Apr 26, 2016 | M | 6,578 | $0.57 | A | 166,418 | D | |
| Common StockF4 | Apr 26, 2016 | S | 6,578 | $12.2902 | D | 159,840 | D | |
| Common Stock | Apr 26, 2016 | M | 1,064 | $0.57 | A | 160,904 | D | |
| Common StockF4 | Apr 26, 2016 | S | 1,064 | $12.2902 | D | 159,840 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F5 | $0.57 | Apr 25, 2016 | D | 10,922 | D | — | May 4, 2016 | Common Stock | 10,922 | 6,578 | D |
| Stock Option (Right to buy)F5 | $0.57 | Apr 26, 2016 | D | 6,578 | D | — | May 4, 2016 | Common Stock | 6,578 | 0 | D |
| Stock Option (Right to buy)F5 | $0.57 | Apr 26, 2016 | D | 1,064 | D | — | May 4, 2016 | Common Stock | 1,064 | 18,936 | D |
Explanation of responses
- F1Includes 1,000 shares acquired under the Imprivata Employee Stock Purchase Plan (ESPP) on February 29, 2016.
- F2Sales made pursuant to a Rule 10b5-1 plan dated December 2, 2015
- F3This price represents the weighted average sale price for various open market sales ranging from $12.23 to $12.49 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the issuer or a security holder.
- F4This price represents the weighted average sale price for various open market sales ranging from $12.12 to $12.46 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the issuer or a security holder.
- F5The stock option is fully vested and exercisable.