SEC Form 4 · accession 0001209191-15-037905
Imprivata Inc · IMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Omar Hussain
Officer — President and CEO · Director
Period of report
Apr 29, 2015
Accepted (ET)
May 1, 2015 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001328015
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 29, 2015 | M | 2,197 | $0.57 | A | 150,398 | D | |
| Common StockF3 | Apr 29, 2015 | S | 2,197 | $15.01 | D | 148,201 | D | |
| Common Stock | Apr 30, 2015 | M | 36 | $0.57 | A | 148,237 | D | |
| Common Stock | Apr 30, 2015 | S | 36 | $15.00 | D | 148,201 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $0.57 | Apr 29, 2015 | D | 2,197 | D | — | May 4, 2016 | Common Stock | 2,197 | 171,716 | D |
| Stock Option (Right to Buy)F4 | $0.57 | Apr 30, 2015 | D | 36 | D | — | May 4, 2016 | Common Stock | 36 | 171,680 | D |
Explanation of responses
- F1Includes 1,000 shares acquired under the Imprivata Employee Stock Purchase Plan (ESPP) on February 27, 2015.
- F2Sales made pursuant to a Rule 10b5-1 plan dated November 25, 2014.
- F3This price represents the weighted average sale price for various open market sales ranging from $15.00 to $15.03 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the issuer or a security holder.
- F4The stock option is fully vested and exercisable.