SEC Form 4 · accession 0001209191-15-035790
Imprivata Inc · IMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Omar Hussain
Officer — President and CEO · Director
Period of report
Apr 21, 2015
Accepted (ET)
Apr 23, 2015 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001328015
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 21, 2015 | M | 220 | $0.57 | A | 147,421 | D | |
| Common Stock | Apr 21, 2015 | S | 220 | $15.00 | D | 147,201 | D | |
| Common Stock | Apr 23, 2015 | M | 7,596 | $0.57 | A | 154,797 | D | |
| Common StockF2 | Apr 23, 2015 | S | 7,596 | $15.02 | D | 147,201 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $0.57 | Apr 21, 2015 | D | 220 | D | — | May 4, 2016 | Common Stock | 220 | 182,280 | D |
| Stock Option (Right to Buy)F3 | $0.57 | Apr 23, 2015 | D | 7,596 | D | — | May 4, 2016 | Common Stock | 7,596 | 174,684 | D |
Explanation of responses
- F1Sales made pursuant to a Rule 10b5-1 plan dated November 25, 2014.
- F2This price represents the weighted average sale price for various open market sales ranging from $15.00 to $15.04 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the issuer or a security holder.
- F3The stock option is fully vested and exercisable.