SEC Form 4 · accession 0001327978-17-000062
Ares Real Estate Income Trust Inc. · ZARE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Blumberg
Director
Period of report
Apr 13, 2017
Accepted (ET)
Apr 17, 2017 · 3:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class I Common StockF1,F2,F3 | Apr 13, 2017 | S | 208,066 | $7.37 | D | 223,280 | I | By Dividend Capital Total Advisors LLC |
| Class I Common Stock | holding | — | — | — | 36,822 | D | ||
| Unclassified Common StockF4,F3 | holding | — | — | — | 20,000 | I | By Dividend Capital Total Advisors LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Please see Exhibit 99.1 for additional information regarding the transaction.
- F2As of April 14, 2017, 100,605 of the shares reported in this box are Class I shares of common stock of the Company and 122,675 are shares related to restricted stock units.
- F3These reported securities are or were owned by the Advisor. The securities reported above may be attributed to the Reporting Person based upon the fact that the Reporting Person is one of several individuals and/or their affiliates that directly or indirectly controls the Advisor. The Reporting Person disclaims beneficial ownership of the reported securities held by the Advisor except to the extent of his pecuniary interest therein.
- F4Although these shares are unclassified, they are often referred to as "Class E" common stock.