SEC Form 4 · accession 0001181431-15-004642
Ares Real Estate Income Trust Inc. · ZARE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Kirk Scott
Officer — CFO and Treasurer
Period of report
Mar 13, 2015
Accepted (ET)
Mar 16, 2015 · 2:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class I Common StockF2 | Mar 13, 2015 | A | 17,030 | $0.00 | A | 92,414 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 13, 2015, the Reporting Person was granted 17,029.586 restricted stock units ("Advisor RSUs") from Dividend Capital Total Advisors LLC (the "Advisor"). Each Advisor RSU will, upon vesting, be settled in one share of Class I common stock of Dividend Capital Diversified Property Fund Inc. (the "Company"). The Advisor RSUs are subject to specified vesting and settlement provisions. The shares reported in this box relate to the 17,029.586 Advisor RSUs granted to the Reporting Person on March 13, 2015.
- F2As of March 16, 2015, 26,895.862 of the shares reported in this box are Class I shares of common stock of the Company and 65,517.967 are shares related to Advisor RSUs.