SEC Form 4/A · accession 0001209191-16-114955
Workday, Inc. · WDAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael A. Stankey
Officer — Vice Chairman · Director
Period of report
Mar 17, 2016
Accepted (ET)
Apr 19, 2016 · 7:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Mar 17, 2016 | A | 47,000 | $0.65 | A | 327,259 | D | |
| Class A Common StockF3,F2 | Mar 29, 2016 | M | 46,247 | $0.65 | A | 326,506 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F4 | $0.65 | Mar 29, 2016 | M | 46,247 | A | — | Oct 29, 2019 | Class A Common Stock | 46,247 | 274,987 | D |
Explanation of responses
- F1An incorrect Transaction Code was used in the initial filing on March 18, 2016.
- F2Includes 264,230 restricted stock units (RSUs) that entitle the Reporting Person to receive one share of Class A Common Stock per unit upon settlement, of which i) 12.5% of 104,349 RSUs vested or will vest in quarterly installments beginning November 15, 2015, ii) 92,984 of the RSUs will vest in eight (8) quarterly installments beginning July 15, 2016, iii) 92,984 of the RSUs will vest as follows: 25% of the total number of units will vest on April 15, 2016 and 6.25% of the total number of units will vest as of each 3-month period of continuous service thereafter, in each case subject to the Reporting Person's continued employment with Workday on the applicable vesting date.
- F3The number of shares converted to Class A Common Stock were incorrectly reported as 47,000 shares on March 30, 2016.
- F4This stock option grant became fully vested as of October 1, 2014 and is exercisable in full or in part at any time.