SEC Form 4 · accession 0001209191-18-063333
OOMA INC · OOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric B Stang
Officer — CEO and Pres. · Director
Period of report
Dec 15, 2018
Accepted (ET)
Dec 18, 2018 · 7:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 15, 2018 | F | 17,905 | $13.57 | D | 292,500 | D | |
| Common StockF2,F3 | holding | — | — | — | 876,143 | I | By Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust | |
| Common StockF4 | holding | — | — | — | 128,468 | I | By the Stang Family 2014 Grantor Retained Annuity Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares delivered by reporting person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.
- F217,095 shares of the Company's Common Stock previously held directly by the reporting person were contributed by the reporting person to the Trust (as defined in Footnote 3).
- F3Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.
- F4Shares held by the Stang Family 2014 Grantor Retained Annuity Trust. Mr. Stang holds voting and dispositive power with respect to the shares held of record by this entity.