SEC Form 4 · accession 0001209191-18-055610
OOMA INC · OOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric B Stang
Officer — CEO and Pres. · Director
Period of report
Oct 16, 2018
Accepted (ET)
Oct 18, 2018 · 8:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 16, 2018 | S | 5,000 | $15.00 | D | 870,112 | I | By Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust |
| Common Stock | holding | — | — | — | 327,500 | D | ||
| Common StockF3 | holding | — | — | — | 128,468 | I | By the Stang Family 2014 Grantor Retained Annunity Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
- F2Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.
- F3Shares held by the Stang Family 2014 Grantor Retained Annuity Trust. Mr. Stang holds voting and dispositive power with respect to the shares held of record by this entity.