SEC Form 4 · accession 0001209191-18-051586
OOMA INC · OOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Spencer D. Jackson
Officer — VP, General Counsel & Sec.
Period of report
Sep 15, 2018
Accepted (ET)
Sep 18, 2018 · 9:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2018 | F | 3,957 | $16.60 | D | 99,341 | D | |
| Common StockF2 | Sep 15, 2018 | A | 621 | $10.03 | A | 99,962 | D | |
| Common StockF3 | holding | — | — | — | 25,000 | I | By Millennium Trust Company, LLC, Custodian FBO Account Owner Spencer D Jackson Roth/IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.
- F2Represents shares acquired under the Issuer's Employee Stock Purchase Plan.
- F3Shares held by Millennium Trust Company, LLC, Custodian FBO Account Owner Spencer D Jackson Roth/IRA. Mr. Jackson holds voting and dispositive power with respect to the shares held of record by this entity.