SEC Form 4 · accession 0001209191-18-051584
OOMA INC · OOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A. Gustke
Officer — Vice President of Marketing
Period of report
Sep 15, 2018
Accepted (ET)
Sep 18, 2018 · 9:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2018 | F | 3,626 | $16.60 | D | 143,332 | D | |
| Common StockF2 | Sep 15, 2018 | A | 443 | $10.03 | A | 143,775 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.
- F2Represents shares acquired under the Issuer's Employee Stock Purchase Plan.