SEC Form 4 · accession 0001209191-18-038706
OOMA INC · OOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Spencer D. Jackson
Officer — VP, General Counsel & Sec.
Period of report
Jun 15, 2018
Accepted (ET)
Jun 19, 2018 · 8:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2018 | F | 2,155 | $12.35 | D | 104,822 | D | |
| Common StockF2,F3 | Jun 15, 2018 | S | 7,500 | $12.40 | D | 30,000 | I | By Millennium Trust Company, LLC, Custodian FBO Account Owner Spencer D Jackson Roth/IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.
- F2The range of prices for the shares of Common Stock is from $12.25 to $12.50. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F3Shares held by Millennium Trust Company, LLC, Custodian FBO Account Owner Spencer D Jackson Roth/IRA. Mr. Jackson holds voting and dispositive power with respect to the shares held of record by this entity.