SEC Form 4/A · accession 0001209191-18-026384
OOMA INC · OOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Eric B Stang
Officer — CEO and Pres. · Director
Period of report
Mar 13, 2018
Accepted (ET)
Apr 27, 2018 · 12:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 13, 2018 | S | 6,000 | $11.5893 | D | 875,993 | I | By Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust |
| Common StockF2 | Mar 13, 2018 | S | 4,000 | $11.5893 | D | 397,500 | D | |
| Common StockF4 | holding | — | — | — | 135,121 | I | By the Stang Family 2014 Grantor Retained Annunity Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
- F2The range of prices for the shares of Common Stock is from $11.35 to $11.80. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F3Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.
- F4Shares held by the Stang Family 2014 Grantor Retained Annuity Trust. Mr. Stang holds sole voting and dispositive power with respect to the shares held of record by this entity.
Remarks
The purpose of this amendment is to correct the reporting persons who sold the 10,000 shares.