SEC Form 4 · accession 0001209191-18-002276
OOMA INC · OOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Spencer D. Jackson
Officer — VP, General Counsel & Sec.
Period of report
Sep 15, 2016
Accepted (ET)
Jan 4, 2018 · 9:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2016 | F | 10,905 | $9.33 | D | 101,221 | D | |
| Common StockF1 | Dec 15, 2016 | F | 1,578 | $9.35 | D | 99,643 | D | |
| Common StockF1 | Mar 15, 2017 | F | 1,287 | $9.30 | D | 98,356 | D | |
| Common StockF1 | Jun 15, 2017 | F | 1,226 | $8.15 | D | 97,130 | D | |
| Common StockF1 | Sep 15, 2017 | F | 11,432 | $9.90 | D | 85,698 | D | |
| Common StockF1 | Dec 15, 2017 | F | 2,251 | $12.00 | D | 83,447 | D | |
| Common StockF2 | holding | — | — | — | 37,500 | I | By Millennium Trust Company, LLC, Custodian FBO Account Owner Spencer D Jackson Roth/IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.
- F2Shares held by Millennium Trust Company, LLC, Custodian FBO Account Owner Spencer D Jackson Roth/IRA. Mr. Jackson holds voting and dispositive power with respect to the shares held of record by this entity.